0000950123-11-077971.txt : 20110816 0000950123-11-077971.hdr.sgml : 20110816 20110816163217 ACCESSION NUMBER: 0000950123-11-077971 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110816 DATE AS OF CHANGE: 20110816 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: SC 13G SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ATNA RESOURCES LTD CENTRAL INDEX KEY: 0001041548 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-84234 FILM NUMBER: 111040382 BUSINESS ADDRESS: STREET 1: 14142 DENVER WEST PARKWAY STREET 2: SUITE 250 CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 303-278-8464 MAIL ADDRESS: STREET 1: 14142 DENVER WEST PARKWAY CITY: GOLDEN STATE: CO ZIP: 80401 SC 13G 1 y92398sc13g.htm SC 13G sc13g
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. __)*
Atna Resources Ltd.
 
(Name of Issuer)
Common Stock
 
(Title of Class of Securities)
04957F101
 
(CUSIP Number)
August 16, 2011
 
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o  Rule 13d-1(b)
þ  Rule 13d-1(c)
o  Rule 13d-1(d)
Page 1 of 5
 
 
*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

SCHEDULE 13G
                     
CUSIP No.
  
04957F101 
   Page  
2 
   of   
5

 

           
1   NAME OF REPORTING PERSON
Lloyd I. Miller, III
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   6,502,133
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   6,502,133
       
WITH 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  6,502,133
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  6.4%
     
12   TYPE OF REPORTING PERSON
   
  IA-OO**
** See Item 4.

 

Page 3 of 5
         
Item 1(a).
  Name of Issuer:   Atna Resources Ltd.
         
Item 1(b).
  Address of Issuers’s Principal Executive Offices:   14142 Denver West Parkway, Suite 250
Golden, Colorado 80401
         
Item 2(a).
  Name of Person Filing:   Lloyd I. Miller, III
         
Item 2(b).
  Address of Principal Business Office or, if None, Residence:   4550 Gordon Drive,
Naples, Florida 34102
         
Item 2(c).
  Citizenship:   U.S.A.
         
Item 2(d).
  Title of Class of Securities:   Common Stock
         
Item 2(e).
  CUSIP Number:   04957F101
     
Item 3.
  IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:
 
    
 
  Not Applicable, this statement is filed pursuant to 13d-1(c)
     
Item 4.
  OWNERSHIP: The reporting person has sole voting and dispositive power with respect to 6,502,133 of the reported securities as (i) manager of a limited liability company that is the general partner of a certain limited partnership (ii) the trustee to a certain grantor retained annuity trust (iii) as investment advisor to the trustee of certain family trusts; and (iv) settlor of an individual retirement account.
  (a)   6,502,133
 
  (b)   6.4%
 
  (c)   (i)       sole voting power: 6,502,133
  (ii)   shared voting power: 0
 
  (iii)   sole dispositive power: 6,502,133
 
  (iv)   shared dispositive power: 0
     
Item 5.
  OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
 
    
 
  Not Applicable
     
Item 6.
  OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
 
    
 
  Persons other than Lloyd I. Miller, III have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the reported securities.
     
Item 7.
  IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING
REPORTED ON BY THE PARENT HOLDING COMPANY:
 
    
 
  Not Applicable

 

 

Page 4 of 5
     
Item 8.
  IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
 
    
 
  Not Applicable
     
Item 9.
  NOTICE OF DISSOLUTION OF GROUP:
 
    
 
  Not Applicable
     
Item 10.
  CERTIFICATION:
 
    
 
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

Page 5 of 5
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
     
     Dated: August 16, 2011  /s/ Lloyd I. Miller, III    
  Lloyd I. Miller, III